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Investment Advisers
State pensions' strategy shift causes manager fees to rise
July 28, 2012
Kathleen McLaughlinThe $25.3 billion Indiana Public Retirement System is in the midst of hiring managers to carry out a strategy where more money
will be in hedge funds, private equity and real estate than stocks.
MoreState securities regulators strike deal with E-Trade
June 13, 2012
IBJ StaffThe Indiana Securities Division has finalized a settlement with financial-services firm E-Trade following accusations that
the company misled Hoosier investors about the safety of auction-rate securities, Secretary of State Connie Lawson said Wednesday.
MoreAt 92, Danielson's banking career is still going
May 19, 2012
Sam StallCity Securities co-chairman still dispenses wisdom accumulated over a career touching on everything from baseball to folding
doors.
MoreHauke receiver files suit to recover $600K from Arizona investor
April 11, 2012
J.K. WallAttorney William Wendling will try to collect $1 million to $2 million from a handful of investors in Samex Capital Ponzi
scheme.
MoreTwo charged in $2.2M scheme against Colts' Freeney
March 28, 2012
Associated PressA financial adviser for Indianapolis Colts defensive end Dwight Freeney and the adviser's lover have been arrested on
federal wire fraud charges that allege they swindled about $2.2 million from the lineman.
MoreClient seeks lost revenue from Oxford Financial
March 24, 2012
Greg AndrewsReid Hospital & Health Care Services in Richmond alleges the financial adviser's delay in selling investments cost the
hospital more than $2.5 million.
MoreEx-investment manager Hauke gets 10 years for fraud
March 23, 2012
Scott OlsonKeenan Hauke of Fishers, who pleaded guilty to securities fraud in December after costing hedge fund clients $7 million, received
a 10-year federal prison sentence Friday morning.
MoreTeachers trust fund broker reaches settlement
March 13, 2012
David Karandos, a broker who advised the Indiana State Teachers Association Insurance Trust before it collapsed in 2009, has
reached a settlement. Karandos agreed to a 75-day suspension from working in the securities industry and may pay up to $50,000
in restitution.
MoreTax credits spur city apartment construction
February 18, 2012
Scott OlsonIncrease in federal funding helps developers finance projects that include mixed-income rental housing.
MoreFeds: Hauke OK'd disastrous real estate investments
December 14, 2011
Greg AndrewsProsecutors allege Fishers investment manager Keenan Hauke hid losses for seven years by shifting assets among accounts and
using new investors’ money to fund withdrawals.
MoreMore Hoosier investment advisers will be regulated by state
October 15, 2011
IBJ StaffThe federal Dodd-Frank act shifts firms from Securities and Exchange Commission oversight.
MoreDividend-paying investments becoming more attractive
September 17, 2011
Scott OlsonIndianapolis-based Woodley Farra Manion Portfolio Management has rolled out an equity portfolio stacked with nothing but dividend-paying
stocks that can provide a reliable source of income.
MoreDynasty trusts growing in popularity among super-rich
September 17, 2011
Francesca JaroszA tool allowing the super-wealthy to pass assets from one generation to the next without paying taxes is resurging among Hoosier
investors.
MoreLEADING QUESTIONS: Investment guru on calming clients
September 2, 2011
Mason King
What does the CEO of City Securities Corp. say when shell-shocked investors want to sell? Does the recent market slide
point to a return of 2008? Where are the opportunities? Michael Bosway has answers.
State makes $31M settlement with securities firm
August 24, 2011
Raymond James has agreed to return $31.2 million to Indiana investors by repurchasing some auction rate securities. The firm
also will pay fines totaling $63,000.
MoreProbe: Investment adviser Hauke masked huge loss
August 20, 2011
Greg AndrewsFishers investment manager Keenan Hauke suffered massive losses in his hedge fund seven years ago. Then, rather than fess
up, he generated fake account statements for clients that showed money they didn’t really have and returns they hadn’t
earned, state investigators allege.
MoreSKARBECK: Market volatility should be seen as an opportunity
August 13, 2011
Ken SkarbeckTo a long-term, value-oriented investor, volatility should be viewed as opportunity. The crazy prices that are occasionally
offered up by a roller-coaster market in periods of uncertainty allow for the purchase of undervalued securities.
MoreLocal stocks pummeled in global sell-off
August 8, 2011
IBJ Staff and Associated PressStock prices of the dozen largest public companies in the Indianapolis area all tumbled Monday morning as a Standard &
Poor’s downgrade of U.S. debt spooked investors worldwide.
MoreKIM: Managers with skin in game most likely to perform well
August 6, 2011
It seems perfectly logical that you want to invest with a manager or fund where the manager has a significant amount invested
alongside you.
MoreReceiver to manage assets of Fishers money manager
June 20, 2011
Cory SchoutenA receiver will take control of assets held by Samex Capital CEO Keenan R. Hauke, a prominent Fishers money manager accused
by state officials of violating securities laws.
MoreSKARBECK: Simple investing strategies no match for 'infrastructure'
May 21, 2011
Ken SkarbeckWhat some call the ”institutional imperative” is deeply engrained, and returning to a simpler investment strategy
would put a large part of the infrastructure out of business.
MoreState revokes Fishers money manager's license
May 6, 2011
Scott OlsonThe Indiana Secretary of State’s Office has revoked the financial advising license of Fishers money manager Keenan Hauke,
who is being investigated by the office over financial irregularities involving a hedge fund he operates.
MoreAdviser reaped unusual fee from Health Foundation
April 30, 2011
Kathleen McLaughlinThroughout a two-decade relationship with client Health Foundation of Greater Indianapolis, money manager Columbus Circle
Investors paid a finder’s fee to the foundation’s consultant, Cooke Financial Group in Indianapolis.
MoreFishers money manager granted continuance
April 25, 2011
A Hamilton County judge agreed to delay a court hearing scheduled for Monday morning involving money manager Keenan Hauke,
who is being investigated for financial irregularities involving a hedge fund he operates.
MoreJudge freezes assets of Fishers money manager
April 15, 2011
IBJ StaffA Hamilton County judge has ordered a temporary asset freeze against prominent Fishers money manager Keenan Hauke, who is
being investigated by the Indiana Secretary of State’s Office over financial irregularities involving a hedge fund he
operates.
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Cats out of the bag. The object of the game is to get acquired. That means the company has no idea how to grow beyond a certain point. Email is a 1990s technology. I have laughed at this company since day one. Such a small bit player. If it was anywhere but here, it wouldn't be newsworthy.
Esther, Indy has passed Chicago in the local government corruption arena. Don't downgrade us. We're No. 1 in the Midwest.
Does the buyer get to keep the recent Accu-Chek J.D. Power award? Be careful, those Swiss cannot be trusted. Last June they pimped Mayor Ballard and former Governor Daniels at a media op, announcing plans to invest "$300 million at its Indianapolis headquarters, creating up to 100 new jobs by 2017," only to turn around and close the Roche Nutley, NJ facility and eliminate 1000 jobs there later the same week. It seems that healthcare can be innovated only as long as money is to be made. Right now Roche seems to have big eyes for China: there are many Chinese in China and potential billions in Swiss francs! Since Roche is having difficulty with US insurance companies swallowing the bill for overpriced cancer drugs (with debatable efficacy) why not sell insurance to the Chinese and market the drugs to them there? There is a name for these sort of business practices however proper decorum precludes it use in this forum.
Same kind of Luddites who oppose I-69. Guessing their 501(c)(4) application probably sailed right through the IRS.