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Ameriprise Financial Services Inc.

501 Pennsylvania Parkway, Suite 200, 46280

(317) 844-6441 / fax (317) 574-3348

Website: ameriprise.com

Type of firm: full-service

Local licensed brokers: 75

Products/services:

stocks/bonds, tax-exempts, options, mutual funds, government securities, commodities, CDs, unit trusts, pension/retirement plans, OTC market-maker, underwriting, financial planning: Y, Y, Y, Y, Y, N, Y, Y, Y, Y, N, Y

DND

Head(s) of local operations: Jason R. Andrews, branch manager

Owner(s): public company

Established locally: 1985


Robert W. Baird & Co. Inc.

8888 Keystone Crossing, Suite 1440, 46240

(317) 582-2200 / fax (317) 582-2245

Website: rwbaird.com

Type of firm: full-service

Local licensed brokers: 11

Products/services:

stocks/bonds, tax-exempts, options, mutual funds, government securities, commodities, CDs, unit trusts, pension/retirement plans, OTC market-maker, underwriting, financial planning: Y, Y, Y, Y, Y, N, Y, Y, Y, Y, Y, Y

life insurance, fee-based planning, long-term-care insurance

Head(s) of local operations: Charles Singer, SVP, branch manager

Owner(s): employee-owned

Established locally: 1968


Charles Schwab & Co. Inc.

137 N. Meridian St., 46204

(317) 634-2484 / fax (317) 634-2480

Website: schwab.com

Type of firm: both

Local licensed brokers: 550

Products/services:

stocks/bonds, tax-exempts, options, mutual funds, government securities, commodities, CDs, unit trusts, pension/retirement plans, OTC market-maker, underwriting, financial planning: Y, Y, Y, Y, Y, N, Y, Y, Y, N, N, Y

money management, mortgages, checking and savings accounts, portfolio consultations

Head(s) of local operations: Tim A. Wydo, VP, branch manager

Owner(s): Charles Schwab Corp.

Established locally: 1981


City Securities Corp.

30 S. Meridian St., Suite 600, 46204

(317) 634-4400 / fax (317) 972-7150

Website: citysecurities.com

Type of firm: full-service

Local licensed brokers: 50

Products/services:

stocks/bonds, tax-exempts, options, mutual funds, government securities, commodities, CDs, unit trusts, pension/retirement plans, OTC market-maker, underwriting, financial planning: Y, Y, Y, Y, Y, N, Y, Y, Y, N, Y, Y

products and services including corporate and public finance, insurance, taxable fixed income

Head(s) of local operations: Michael E. Bosway, president, CEO
John Dillon, president

Owner(s): City Financial Corp.

Established locally: 1924


David A. Noyes & Co.

250 W. 96th St., Suite 300, 46260

(317) 634-6563 / fax (317) 633-1748

Website: danoyes.com

Type of firm: full-service

Local licensed brokers: 34

Products/services:

stocks/bonds, tax-exempts, options, mutual funds, government securities, commodities, CDs, unit trusts, pension/retirement plans, OTC market-maker, underwriting, financial planning: Y, Y, Y, Y, Y, N, Y, Y, Y, N, Y, Y

fee-based asset management, insurance, mortgages, annuities, investment banking

Head(s) of local operations: Mark W. Damer, EVP, national sales manager
Russell W. Bauman, executive vice president

Owner(s): employee-owned

Established locally: 1938