Top-producing broker returns with strings attached: Marc Jaffe has restrictions he must abide by in new job
A top, albeit troubled, Indianapolis stockbroker has re-entered the investing arena via a Florida-based employer and a new restricted license. However, Marc Jaffe’s fresh start includes a couple of clouds carried over from his past two jobs: lingering criminal charges for some alleged threats and a lengthy consumer complaint list. Jaffe, 49, started working last fall for Tampa Bay, Fla.-based GunnAllen Financial Inc. from a 96th Street office in Indianapolis a few months after he was fired by his previous…